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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-02-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 01/2009 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2009 | Present |
| Self Employed | Los Angeles | CA | 10/2010 | Present |
| Sekhon Advisors | Los Angeles | CA | 02/2009 | Present |
| La Care | Los Angeles | CA | 01/2023 | Present |
1) ANTHEM BLUE CROSS; NOT INV REL; SELL HEALTH INSURANCE TO INDIVIDUALS AND SMALL GROUPS; NEWBURY PARK, CA; SINCE 06/2010; 1 HR/WK: 2)BLUE SHIELD OF CA; NOT INV REL; SELL HEALTH INSURANCE; SAN FRANCISCO, CA; SINCE 07/2010; 1 H/WK: 3)KAISER PERMANENTE; NOT INV REL; PASADENA, CA; AGENT; SELL HEALTH INSURANCE; STARTED 8/25/2010; 2 HRS/MTH DURING TRADING HOURS: 4) SELF EMPLOYED; NOT INV REL; LOS ANGELES, CA; SOFTWARE CONSULTANT; CONSULTING DUTIES; START DATE 10/08/10; 60 HRS/MTH, 0 DURING SECURITIES TRADING HRS: 5) SEKHON ADVISORS; INV REL; LOS ANGELES, CA; FINANCIAL ADVICE AND INSURANCE SERVICES; PRINCIPAL / DBA; START DATE 2/2/09; 160 HRS/MTH DURING SECURITIES TRADING HRS: 6) NAME OF OTHER BUSINESS: LA CARE; INVESTMENT RELATED: NO; ADDRESS: 1021 S CARMELINA AVE, LOS ANGELES, CA 90049; NATURE OF BUSINESS: HEALTHCARE; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: BUSINESS ANALYST; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: ANALYZE DATA TO UNDERSTAND, DOCUMENT, AND IMPROVE BUSINESS PROCESSES, SERVICES, AND SOFTWARE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-26 |
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