Best Investors Account Sign in

Rabinder Singh Sekhon

Cetera Investment Advisers LLC

Los Angeles, CA

CRD 5192155

Claim This Profile
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-02-04
  • CA RA
    APPROVED
    Since 2009-02-04

Branch Locations

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 01/2009 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2009 Present
Self Employed Los Angeles CA 10/2010 Present
Sekhon Advisors Los Angeles CA 02/2009 Present
La Care Los Angeles CA 01/2023 Present
  • 01/2009 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2009 → Present
    Schaumburg, IL
  • 10/2010 → Present
    Self Employed
    Los Angeles, CA
  • 02/2009 → Present
    Sekhon Advisors
    Los Angeles, CA
  • 01/2023 → Present
    La Care
    Los Angeles, CA
Previous Registrations
  • 2007-10-02 → 2009-02-03
    Cincinnati Analysts, Inc.
    Westlake Village, CA
    Los Angeles, CA
Other Businesses

1) ANTHEM BLUE CROSS; NOT INV REL; SELL HEALTH INSURANCE TO INDIVIDUALS AND SMALL GROUPS; NEWBURY PARK, CA; SINCE 06/2010; 1 HR/WK: 2)BLUE SHIELD OF CA; NOT INV REL; SELL HEALTH INSURANCE; SAN FRANCISCO, CA; SINCE 07/2010; 1 H/WK: 3)KAISER PERMANENTE; NOT INV REL; PASADENA, CA; AGENT; SELL HEALTH INSURANCE; STARTED 8/25/2010; 2 HRS/MTH DURING TRADING HOURS: 4) SELF EMPLOYED; NOT INV REL; LOS ANGELES, CA; SOFTWARE CONSULTANT; CONSULTING DUTIES; START DATE 10/08/10; 60 HRS/MTH, 0 DURING SECURITIES TRADING HRS: 5) SEKHON ADVISORS; INV REL; LOS ANGELES, CA; FINANCIAL ADVICE AND INSURANCE SERVICES; PRINCIPAL / DBA; START DATE 2/2/09; 160 HRS/MTH DURING SECURITIES TRADING HRS: 6) NAME OF OTHER BUSINESS: LA CARE; INVESTMENT RELATED: NO; ADDRESS: 1021 S CARMELINA AVE, LOS ANGELES, CA 90049; NATURE OF BUSINESS: HEALTHCARE; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: BUSINESS ANALYST; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: ANALYZE DATA TO UNDERSTAND, DOCUMENT, AND IMPROVE BUSINESS PROCESSES, SERVICES, AND SOFTWARE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-26
  • S66 Uniform Combined State Law Examination
    2006-11-26
Other Names
  • Rabinder Singh Sekhorn

View on SEC IAPD

More in Los Angeles, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor