Gregory Richard Field

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2006 → Present
  Gwn Securities Inc
  Palm Beach Gardens, FL

Other Businesses

FINANCIAL INDEPENDENCE GROUP POSITION: Producer NATURE: Financial Independence Group is an Insurance Marketing Organization and they find the best insurance products for clients based on the needs of the client. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/25/2015 ADDRESS: 19520 West Catawba Avenue, Suite 200, Cornelius NC 28031 DESCRIPTION: My duties as an insurance producer are limited to the sale and service of life insurance, long term care insurance, and fixed annuities. BROKERAGE UNLIMITED INC POSITION: Producer NATURE: Long term care insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2006 ADDRESS: 11433 Olde Cabin Road, Floor 3, St. Louis MO 63141 DESCRIPTION: I have no duties related to this activity aside from periodically contacting the client to see if there are any servicing issues related to the policy. KADES MARGOLIS, Is Investment Related, DBA, Financial Professional 08/01/2006,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-01-04
• S63 Uniform Securities Agent State Law Examination
  2005-02-24