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Daniel Joseph Mirgon

Dan Mirgon, LLC

Salt Lake City, UT

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Current Employers
Dan Mirgon, Llc

Salt Lake City, UT • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-03-25
  • UT RA
    APPROVED
    Since 2024-03-25

Branch Locations

Salt Lake City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dan Mirgon & Associates, Inc. Salt Lake City UT 03/2007 Present
Protection Point Advisors Roseville CA 01/2024 Present
  • 03/2007 → Present
    Dan Mirgon & Associates, Inc.
    Salt Lake City, UT
  • 01/2024 → Present
    Protection Point Advisors
    Roseville, CA
Previous Registrations
  • 2024-01-10 → 2024-02-20
    Protection Point Advisors
    Salt Lake City, UT
    Roseville, CA
  • 2011-10-04 → 2012-05-11
    Cambridge Investment Research Advisors, Inc.
    West Valley City, UT
  • 1998-06-26 → 2010-07-23
    Benefit Planning Services
    Santa Ana, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-31
S63 Uniform Securities Agent State Law Examination 1994-11-08
  • S65 Uniform Investment Adviser Law Examination
    2023-10-31
  • S63 Uniform Securities Agent State Law Examination
    1994-11-08
Other Names
  • Dan Mirgon

View on SEC IAPD

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