Joel Howard Fiddle

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 09/2019
  M & T Securities
  Buffalo, NY
• 11/2019 → 07/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hunt Valley, MD
• 09/2019 → 11/2019
  Unemployed
  Reisterstown, MD
• 01/2020 → 07/2025
  Bank Of America N.A.
  Hunt Valley, MD
• 07/2025 → Present
  Lpl Financial Llc
  Reisterstown, MD

Previous Registrations

• 2019-11-22 → 2025-07-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Baltimore, MD
  Hunt Valley, MD
• 2008-08-11 → 2019-09-18
  M&T Securities, Inc.
  Baltimore, MD
• 2007-09-17 → 2008-08-11
  Pnc Wealth Management Llc
  Reisterstown, MD
• 1997-01-08 → 2007-09-17
  Mercantile Brokerage Services, Inc.
  Reisterstown, MD
  Baltimore, MD
  Baltimore, MD

Other Businesses

1 -07/17/2025 - Pilot Financial - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s) - Start Date:07/03/2025 - 160 Hours/Month - 8 Hours During Trading. 2 - 07/17/2025 - Kumar Realty LLC - Real Estate Rental - Inv Related - Reisterstown, MD - OBA Start Date: 04/01/2009 - 1 Hours/Month - 0 Hours During Trading. 3) 08/26/2025 - Pilot Financial Advisors - Investment Related - Non-Variable Insurance - At reported business location(s) - Start Date:08/18/2025 - 4 Hrs/Mth - 1 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-01-09
• S63 Uniform Securities Agent State Law Examination
  1984-06-28