Mark Michael Peterson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-07-10

OH RA
APPROVED

Since 2025-07-10

Branch Locations

Copley, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Peterson Financial Services	Copley	OH	05/1985	Present
Cadaret, Grant & Co., Inc.	Copley	OH	01/1991	07/2025
Lpl Financial Llc	Copley	OH	07/2025	Present

05/1985 → Present

Peterson Financial Services

Copley, OH
01/1991 → 07/2025

Cadaret, Grant & Co., Inc.

Copley, OH
07/2025 → Present

Lpl Financial Llc

Copley, OH

Previous Registrations

2014-09-15 → 2025-07-10

Cadaret, Grant & Co., Inc.

Syracuse, NY

Copley, OH

Syracuse, NY

Syracuse, NY

Syracuse, NY

Syracuse, NY

Syracuse, NY

Other Businesses

1. 07/10/2025- Four Point Place- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 05/01/2006- 5 Hours Per Month- 5 Hours During Trading 2. 07/10/2025- Peterson Financial Services- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 08/09/1982- 1 Hour Per Month- 1 Hour During Trading 3. 07/10/2025- Peterson Financial Services- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/16/1985- 80 Hours Per Month- 80 Hours During Trading