Best Investors
Account
Sign in
Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-25 |
| CA | RA | APPROVED | 2024-01-19 |
| NV | RA | APPROVED | 2024-01-19 |
Branch Locations
2350 Mission College Blvd Ste 1160, Santa Clara, CA 95054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services | Santa Clara | CA | 06/2009 | 01/2024 |
| Osaic Wealth, Inc. | Santa Clara | CA | 01/2024 | Present |
1. INDIAN CHAMBER OF COMMERCE POSITION: director NATURE: non profit 501C organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 2090 Addison Street, Berkeley CA 94704, United States DESCRIPTION: attend business meetings 1 to 2 in a year 2. SPAR RENTAL HOME POSITION: Owner/Manager NATURE: Sole proprietorship. Renting the hose to the tenants. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2021 ADDRESS: 338 Spar Avenue, San Jose CA 95117, United States DESCRIPTION: Accounting , paperwork, paying taxes and mortgage pmt and managing the property 3. ANIL GULATI POSITION: Owner/manager NATURE: Sole proprietorship. Renting a condo to a tenant INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2015 ADDRESS: 38 N almaden blvd, #1703, San Jose CA 95110, United States DESCRIPTION: Accounting , paperwork, paying taxes and mortgage pmt and managing the property 4. GULATI FINANCIAL & INSURANCE SERVICES POSITION: I am a Financial Advisor who provides fixed insurance options to my clients. Also, I have a 1% indirect ownership interest in Funding Services LLC, which is a subsidiary to First Financial Resources. NATURE: Doing exactly the same fixed Life Insurance Business with Pacific Life, John Hancock, Allianz, Penn Mutual, Ameritas, etc. except that the majority of business is going through FFR--First Financial Resources INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 30 START DATE: 06/03/2019 ADDRESS: 2350 Mission College Blvd Ste, suite 1160, Santa Clara CA 95054, United States DESCRIPTION: Providing Fixed Insurance solutions to clients like WL and IUL
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-04-23 |
Reach out to this advisor