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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2003-01-03 |
Branch Locations
13455 Noel Road, Two Galleria Tower Suite 1800, Dallas, TX 75240 • United States
Plano, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fahnestock & Co. Inc. | Dallas | TX | 01/2003 | Present |
TRUSTEE OF PERSONAL TRUST: BRIAN D SAYERS TRUST ELLEN D DAYERS GRANTOR BRIAN D SAYERS TTEE U/A/DTD 9/8/2005 5516 ROLAND DR, PLANO, TX 75093
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1983-07-01 |
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