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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-10-18
  • FL RA
    APPROVED
    Since 2018-10-18

Branch Locations

17 N. State Road 7, Plantation, FL 33317 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Lauderdale Lakes FL 01/1998 09/2016
Rupert Brown Insurance Agency Lauderdale Lakes FL 03/1991 09/2016
State Farm Vp Management Corp. Plantation FL 09/2016 Present
Rupert Brown Insurance Agency Plantation FL 09/2016 Present
State Farm Investment Management Corp Plantation FL 08/2018 Present
  • 01/1998 → 09/2016
    State Farm Vp Management Corp.
    Lauderdale Lakes, FL
  • 03/1991 → 09/2016
    Rupert Brown Insurance Agency
    Lauderdale Lakes, FL
  • 09/2016 → Present
    State Farm Vp Management Corp.
    Plantation, FL
  • 09/2016 → Present
    Rupert Brown Insurance Agency
    Plantation, FL
  • 08/2018 → Present
    Plantation, FL
Other Businesses

1) Welleby Condo Association One AKA Origins; Non-Investment Related; 4800 North SR7, #105, Lauderdale Lakes, FL 33319; Association/Committee/Council; Board Member; 2/1/2019; 1; 1; Attend meetings, potential check signing and condo owner. 2) Rupert Brown's Insurance Agency; Insurance Agency; Investment-related; 17 N State Road 7 Plantation, FL 33317-3103; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 3/1/1989; 80; 80; Service customers and supervise employees

Designations
  • Chartered Financial Consultant

View on SEC IAPD

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