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Inactive

Philip Warren Guske

Pathfinder Advisory, Inc.

Rockford, IL

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Current Employers
Pathfinder Advisory, Inc.

6981 Redansa Dr, Rockford, IL 61108 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 1998-02-26
  • IL RA
    APPROVED
    Since 1998-02-26

Branch Locations

6981 Redansa Dr, Rockford, IL 61108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pathfinder Advisory, Inc. Rockford IL 10/1996 Present
Other Businesses

Mr. Guske owns and operates Hallmark Properties of Rockford LLC, which is a commercial real-estate rental company that was started in 2005. The address is at 6981 Redansa Dr., Rockford, IL61108. He spends 2 hours a month, outside of securities trading hours on this business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-09
S63 Uniform Securities Agent State Law Examination 1985-05-16
  • S65 Uniform Investment Adviser Law Examination
    1996-12-09
  • S63 Uniform Securities Agent State Law Examination
    1985-05-16
Other Names
  • Phil Guske

View on SEC IAPD

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