Thomas Francis Katovitz

Employer firm

Lebenthal Global Advisors, LLC CRD 283303

$972M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Lebenthal Financial Services, Inc.
  Jericho, NY
• 03/2015 → Present
  Lebenthal Diversified Asset Management Inc.
  Hauppauge, NY
• 02/2016 → Present
  Lebenthal Global Advisors, Llc
  Hauppauge, NY

Other Businesses

(1) Lebenthal Diversified Asset Management Inc., Investment-Related; Hauppauge, NY; Since 03/2015; Chief Compliance Officer. (2) Lebenthal Financial Services, Inc.; Investment-Related; Jericho, NY; Since 01/2013; Registered Representative. (3) Lebenthal Global Advisors, LLC; Investment-Related; Hauppauge, NY; Since 02/2016; Chief Compliance Officer.

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-02-27

Other Names

• Tom Katovitz