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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-05
MI RA APPROVED 2009-11-20
  • TX RA
    APPROVED_RES
    Since 2026-02-05
  • MI RA
    APPROVED
    Since 2009-11-20

Branch Locations

43928 Mound Road, Sterling Heights, MI 48314 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Nutt-Nutt Ins. Planners Warren MI 04/1986 Present
Sigma Financial Corporation Ann Arbor MI 11/2005 Present
Spc Ann Arbor MI 11/2005 Present
  • 04/1986 → Present
    Nutt-Nutt Ins. Planners
    Warren, MI
  • 11/2005 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
  • 11/2005 → Present
    Ann Arbor, MI
Other Businesses

1. dba - NUTT AND NUTT INVESTMENT PLANNERS 2. SALE OF VARIOUS INSURANCE SALES THROUGH VARIOUS INSURANCE COMPANIES 3. Member/investor - Camera Comrade, an online market place for photography and videography services. Company started by my son and located in Sterling Heights, MI. Start date: 12/1/18, no hrs dedicated to activity. Not investment related. 4. Board member - The Robby Atherton Foundation, Shelby Twp, MI. Voting member on decisions related to fundraisers, scholarships for community. Started in 2008, approx. 4 hrs/mo. Not investment related. No handling of funds.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-14
S63 Uniform Securities Agent State Law Examination 1983-06-08
  • S65 Uniform Investment Adviser Law Examination
    1999-12-14
  • S63 Uniform Securities Agent State Law Examination
    1983-06-08

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