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Lewin Mcdonald Williams

First Trust Advisors LP

Wheaton, IL

Reno, NV

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2011-12-13
  • IL RA
    APPROVED
    Since 2011-12-13

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Reno, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Lisle IL 12/2001 Present
First Trust Advisors L.P. Lisle IL 01/2003 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-22
S63 Uniform Securities Agent State Law Examination 1984-08-22
  • S65 Uniform Investment Adviser Law Examination
    2002-03-22
  • S63 Uniform Securities Agent State Law Examination
    1984-08-22
Other Names
  • Lewin Mcdonald Williams

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
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