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30 E 7Th Street Suite 2500, St. Paul, MN 55101-1363 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-03-30 |
Branch Locations
30 E 7Th Street Suite 2500, St. Paul, MN 55101-1363 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein & Co., Llc. | Chicago | IL | 07/2006 | 10/2021 |
| Foreside Fund Services, Llc | St Paul | MN | 02/2022 | Present |
| Mairs & Power Inc. | St Paul | MN | 11/2021 | Present |
1) Mairs & Power; Investment Related; St. Paul, MN; Client Advisor & Client Service Manager; Investment Advisor; Started 10/18/2021; 120 hours per month, 0 hours during securities trading hours. 2) Guthrie Theater; Investment Related; Minneapolis, MN; Guthrie Theater's board of directors; Board Member; Serve on the development and investment committees. To understand allocation, performance, ask questions, and guide general direction and provide oversight. NOT to make specific investment decisions, nor direct security selection in any way. Start: 9/2025; 10 Hours Per Month; 0 During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-31 |
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