Thomas Matthew Brown

Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1983 → Present
  Joseph Klein Associates, Llc
  Baltimore, MD
• 05/2012 → Present
  Lpl Financial Llc
  Townson, MD
• 05/2012 → Present
  Private Advisor Group, Llc
  Towson, MD

Other Businesses

1.02/28/2013; (HYBRID) Private Advisor Group / Private Advisor Group; Registered Investment Advisor; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading; 2.09/17/2015; Joseph Klein Associates, LLC; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 01/01/2003; 100hrs/mth; 80hrs during trading 3.07/28/2016; (Hybrid) Joseph Klein Associates, LLC; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 05/17/2012; 40hrs/mth; 40hrs during trading; 4.11/14/2017; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Finance Forward, LLC; Investment Related; at Reported Business Location(s); Start Date 10/02/2017; 0hrs/mth; 0hrs during trading 5.01/16/2018; (Hybrid)Finance Forward, LLC; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 05/20/2012; 10hrs/mth; 10hrs during trading; I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 1/16/2018. I expect to spend approximately 10 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6.06/25/2019; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Joseph Klein Associates, LLC; Investment Related; at Reported Business Location(s); Start Date 01/01/2003; 160hrs/mth; 160hrs during trading 7.08/24/2026; (Hybrid) Joseph Klein Associates, LLC; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 08/10/2026; 15hrs/mth; 2hrs during trading;

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-01-24
• S63 Uniform Securities Agent State Law Examination
  1992-03-20

Other Names

• Tom Brown
• Thomas M. Brown