Edwin Lee Peters

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1979 → Present
  Pete Peters And Associates
  Mobile, AL
• 08/2016 → 11/2025
  Kestra Advisory Services, Llc
  Mobile, AL
• 09/2000 → 11/2025
  Kestra Investment Services, Llc
  Mobile, AL
• 11/2025 → Present
  Lpl Financial
  Mobile, AL

Previous Registrations

• 2016-04-21 → 2025-11-10
  Kestra Advisory Services, Llc
  Mobile, AL
• 2001-04-06 → 2016-09-22
  Kestra Investment Services, Llc
  Mobile, AL
  Mobile, AL

Other Businesses

1) 09/2025 - Financial Strategies LLC / Owner / Business Entity For Tax/Investment Purposes Only / Non Inv Related / Mobile AL 36608 - 2) 09/2025 - NEST / Board Member / Non-Profit Board Member / Non Inv Related / Mobile AL 36606 / Start date 01/01/2011 - 4 Total Hours per month 3) 09/2025 - Ash Brokerage / Non-Variable Insurance / Non Inv Related / Mobile AL 36606 Fort Wayne IN 46802 / Start date 01/03/2000 - 5 Total Hours per month - 5 Total Hours per month during trading 4) 09/2025 - One Source Brokerage / Non-Variable Insurance / Non Inv Related / Mobile AL 36606 / Start date 01/03/2000 - 2 Total Hours per month - 2 Total Hours per month during trading 5) 09/2025 - Peters Financial LLC / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s)

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-03-26

Designations

• Chartered Financial Consultant

Other Names

• Pete Peters