John Alvin Reigelman

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-03-21
TX	RA	APPROVED	2024-03-21

NY RA
APPROVED

Since 2024-03-21
TX RA
APPROVED

Since 2024-03-21

Branch Locations

Penfield, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisors Llc	El Segundo	CA	01/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	03/2024	Present

01/2013 → Present

Cetera Advisors Llc

El Segundo, CA
03/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2008-08-21 → 2009-11-25

Fsc Securities Corporation

Fairport, NY

Fairport, NY

Other Businesses

(1) REIGELMAN FINANCIAL SERVICES, FINANCIAL SERVICES AND LIFE INSURANCE SALES, 19 PENNICOTT CIRCLE, PENFIELD, NY 14526, 40/WK, FEES AND COMMISSIONS. (2) PRE-PAID LEGAL SERVICES, INC. , 19 PENNICOTT CIRCLE, PENFIELD, NY 14526. OFFERING AN IDENTITY THEFT PROGRAM TO CLIENTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-12-22
S63	Uniform Securities Agent State Law Examination	1988-09-26

S65 Uniform Investment Adviser Law Examination

1997-12-22
S63 Uniform Securities Agent State Law Examination

1988-09-26

Designations

Certified Financial Planner

View on SEC IAPD