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Stephen Kornegay Jones

Hilltop Securities Inc.

Dallas, TX

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Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-04
  • TX RA
    APPROVED
    Since 2025-03-04

Branch Locations

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities Inc. Dallas TX 07/2000 02/2025
Hilltop Securities Inc. Dallas TX 03/2025 Present
Previous Registrations
  • 2000-08-14 → 2025-02-04
    Southlake, TX
    Dallas, TX
    Plano, TX
    Dallas, TX
    Houston, TX
    Houston, TX
    Plano, TX
Other Businesses

Calcosa LLC; Non-Investment Related, 840 Broadmoor Ln, Prosper, TX 75078, LLC, Owner, 1/1/2009, 0 hrs/non-business hrs, 0 hrs/trading hrs, LLC used for tax purposes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-30
S63 Uniform Securities Agent State Law Examination 1985-08-19
  • S65 Uniform Investment Adviser Law Examination
    1999-06-30
  • S63 Uniform Securities Agent State Law Examination
    1985-08-19

View on SEC IAPD

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