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Mary Elizabeth Tootell

Morgan Stanley

Menlo Park, CA

San Francisco, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-27
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2018-08-27
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

2725 Sand Hill Road Pwm, Menlo Park, CA 94025 • United States

555 California Street Pwm, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Menlo Park CA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Menlo Park, CA
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Cupertino, CA
    Palo Alto, CA
  • 2005-02-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Cupertino, CA
    Menlo Park, CA
    Menlo Park, CA
  • 2003-05-28 → 2004-08-20
    Ubs Financial Services Inc.
    Encino, CA
  • 1998-03-27 → 2002-08-29
    Prudential Equity Group, Llc
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-14
S63 Uniform Securities Agent State Law Examination 1992-02-24
  • S65 Uniform Investment Adviser Law Examination
    2007-03-14
  • S63 Uniform Securities Agent State Law Examination
    1992-02-24

View on SEC IAPD

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SILVER LAKE TECHNOLOGY MANAGEMENT, LLC · MENLO PARK, CA
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