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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-05 |
| MO | RA | APPROVED | 1995-10-31 |
Branch Locations
2609B E Sunshine St, Springfield, MO 65804 • United States
207 W 3Rd St, Carthage, MO 64836 • United States
Great Southern Finanical Svcs 1342 E Kingsley St Ste E, Springfield, MO 65804 • United States
Springfield, MO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Springfield | MO | 09/2005 | 03/2020 |
| Ameriprise Financial Services Llc | Springfield | MO | 07/1983 | Present |
Real Estate Ownership; This property is where I have my Ameriprise Financial office.; 1342 E. Kingsley, Suite E & A Springfield, MO 65804, ,; Not Investment-Related; 02/01/2003. Business Ownership; RSS, LLC; ; I co-own my office real estate in the LLC; 1342 E. Kingsley, Ste. E: Springfield, MO 65804, ,; ; ; 0 hours per month; / PMA Sunshine, LLC; Great Southern Bank rand Ameriprise relationship; Manage Ameriprise Business; 1342 E. Kingsley, Ste. E; Springfield, MO 65804, , Springfield, MO, 65804; Not Investment-Related; 03/01/2008; 1 to 9 hours per month; 1 to 9 during trading hours / Penney LLC; my wife Janice is the managing member; I do very little, from my business account I pay rent to the LLC; Real Estate; 1342 E East KingsleySpringfield, MO 65804, ,; Not Investment-Related; 02/23/2019; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Pearson Pointe Subdivision; President; 779 S Hickory Terrace, , Springfield, MO, 65809; Not Investment-Related; 02/01/2024; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; expert witness; Bruce Galloway, an attorney, ask me to consult with him on a case. Financial planning case; his phone number is 417.582.2690; 107 N 2nd St, , , Ozark , MO, 65721; Not Investment-Related; 04/10/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-20 |
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