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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-18
  • PA RA
    APPROVED
    Since 2010-06-18

Branch Locations

3949 South Atherton Street, State College, PA 16801 • United States

York, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual/Ufinancialgroup State College PA 02/1983 Present
Mml Investors Services, Llc State College PA 07/1991 Present
Other Businesses

(1)Name:Robert Means, Inv Rel:Y Addr:5956 River Drive York PA 17406, Nature:fixed annuities, Position:agent, Start:7/8/2016, No hr/mo:10 No hr/mo dur trading:10.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-06-20
  • S63 Uniform Securities Agent State Law Examination
    1983-06-20
Other Names
  • Bob Means

View on SEC IAPD

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