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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-10-16 |
| TX | RA | APPROVED | 2023-10-03 |
Branch Locations
Green Valley, AZ • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thomas Wilson Ins. Agency | Ventura | CA | 09/1980 | 03/2017 |
| Voya Financial Advisors | Ventura | CA | 09/2014 | 03/2017 |
| Sagepoint Financial, Inc. | Ventura | CA | 03/2017 | 10/2023 |
| Financial Pointe | Thousand Oaks | CA | 03/2017 | 10/2023 |
| Osaic Wealth, Inc. | Newbury Park | CA | 09/2023 | 10/2023 |
| Kestra Investment Services, Llc | Green Valley | AZ | 10/2023 | Present |
| Kestra Advisory Services, Llc | Green Valley | CA | 10/2023 | Present |
Business Name: FINANCIAL POINTE POSITION: RR NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/03/2023 ADDRESS: 463 N. Rolling Thunder Dr., Green Valley AZ 85614 DESCRIPTION: RR Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/03/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-09 |
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