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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2006-12-19 |
Branch Locations
2850 W. Horizon Ridge Pkwy Ste 200, Henderson, NV 89052 • United States
225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Henderson, NV • United States
2850 W. Horizon Ridge Pkwy. Suite 200, Henderson, NV 89052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 1997-12-31 |
Branch Locations
2850 W. Horizon Ridge Pkwy. Suite 200, Henderson, NV 89052 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Morgan Securities Inc. | Las Vegas | NV | 01/1984 | Present |
| Mld Investment Advisory, Inc. | Las Vegas | NV | 05/1995 | Present |
1. MLD INVESTMENT ADVISORY, INC., INVESTMENT-RELATED, PRESIDENT, STARTED: 01/1993, ABOUT 10 HOURS A WEEK ARE DEVOTED TO THIS ACTIVITY; ABOUT 40 HOURS A MONTH ARE DEVOTED TO THIS ACTIVITY DURING BUSINESS HOURS, HENDERSON, NV 2. 3 SIGMA FINANCIAL, INC. PRESIDENT, HENDERSON NV THIS IS A DBA USED FOR SECURITIES BUSINESS DONE VIA HIS INDEPENDENT CONTRACTOR OFFICE THROUGH WEDBUSH. THE SECURITIES BUSINESS FLOWS THROUGH WEDBUSH. ABOUT 160 HOURS A MONTH ARE DEVOTED TO THIS, 81 OF WHICH ARE DURING TRADING HOURS. 3. Sierra Horizon Holdings, LLC - Partner; Investment-related; Henderson, Nevada; buying, refurbishing, and then selling single-family homes; start date 07/13/2026.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 1983-09-03 |
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