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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-29
  • CT RA
    APPROVED
    Since 2023-06-29

Branch Locations

609 West Johnson Avenue Suite 305, Cheshire, CT 06410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jacobs Financial Partners Glastonbury CT 11/2013 02/2020
Voya Financial Advisors Cheshire CT 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 11/2013 → 02/2020
    Jacobs Financial Partners
    Glastonbury, CT
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Cheshire, CT
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2013-11-27 → 2021-06-09
    Glastonbury, CT
    Wethersfield, CT
    Cheshire, CT
    Meriden, CT
    Glastonbury, CT
    Cheshire, CT
    Windsor, CT
  • 2010-10-21 → 2013-11-21
    New England Securities
    Bloomfield, CT
    West Hartford, CT
    West Hartford, CT
  • 2010-01-29 → 2010-10-21
    Signator Investors, Inc.
    Rocky Hill, CT
  • 2007-06-04 → 2008-03-13
    Topsfield, MA
Other Businesses

NAME OF ENTITY: Independent Insurance Agent; Yes; 609 West Johnson Ave Unit 305; Meriden; CT; 6450; fixed insurance sales; Independent Insurance Agent; 11/15/2013; 3; 3; sales of fixed insurance products|NAME OF ENTITY:Jacobs Financial Partners; Yes; 609 West Johnson Avenue Unit 305; Cheshire; CT; 06410; Financial Services/dba; Investment Adviser Representative; 1/1/2020; 160; 160; Sale and Service Insurance, Securities and Investment products|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-01
  • S66 Uniform Combined State Law Examination
    2007-06-01
Designations

View on SEC IAPD

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