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John Daniel Sabio

Osaic Wealth, Inc.

St Louis, MO

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-06-14
  • MO RA
    APPROVED
    Since 2024-06-14

Branch Locations

St Louis, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Service Network Chesterfield MO 06/2004 09/2020
Ssn Advisory, Inc. Chesterfield MO 07/2004 09/2020
Securities America, Inc. St. Louis MO 09/2020 06/2024
Securities America Advisors, Inc. St. Louis MO 09/2020 06/2024
Osaic Wealth, Inc. St Louis MO 06/2024 Present
Osaic Wealth, Inc. St Louis MO 06/2024 Present
  • 06/2004 → 09/2020
    Securities Service Network
    Chesterfield, MO
  • 07/2004 → 09/2020
    Ssn Advisory, Inc.
    Chesterfield, MO
  • 09/2020 → 06/2024
    Securities America, Inc.
    St. Louis, MO
  • 09/2020 → 06/2024
    Securities America Advisors, Inc.
    St. Louis, MO
  • 06/2024 → Present
    St Louis, MO
  • 06/2024 → Present
    St Louis, MO
Previous Registrations
  • 2020-09-18 → 2024-06-14
    Securities America Advisors, Inc.
    St Louis, MO
  • 2004-07-28 → 2020-09-18
    Ssn Advisory, Inc.
    Chesterfield, MO
    St. Louis, MO
  • 2003-10-16 → 2004-06-25
    Msi Financial Services, Inc.
    Chesterfirld, MO
  • 1999-11-17 → 2003-10-10
    St. Louis, MO
  • 2001-11-15 → 2003-10-10
    Pines Financial Group, Inc.
    St. Louis, MO
Other Businesses

***EXECUTIVE ADVISORY BOARD, CHAEFITZ SCHOOL OF BUSINESS, ST LOUIS UNIVERSITY POSITION: board member NATURE: Executive Advisory Board, Chaefitz School of Business, St Louis University INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2001 ADDRESS: 3674 Lindell Blvd, Saint Louis MO 63108, United States DESCRIPTION: Provide opinions and insight into various issues related to the school of business ***COPIA ENTERPRISES, LLC POSITION: I oversee the management of the building NATURE: My wife's medical building INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006 ADDRESS: 105 Bellerosa Drive, St Louis MO 63122, United States DESCRIPTION: Copia Enterpise LLC was formed originally to assemble property to build a medical building for my wife's medical practice. It is now 63.5% owner of Kirkwood Office Property, LLC which holds the medical building asset. ***SABIO FINANCIAL & INSURANCE SERVICES, LLC POSITION: Agent NATURE: Sabio Financial & Insurance Services, LLC Life, Health, and Disability Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2002 ADDRESS: 105 Bellerosa Drive, St Louis MO 63122, United States DESCRIPTION: Market and service life, health, long-term care and disability insurance ***SAA ADVISORY POSITION: registered representative NATURE: SAA Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2002 ADDRESS: 105 Bellerosa Drive, St Louis MO 63122, United States DESCRIPTION: Use third-party money management services ***SABIO FINANCIAL & INSURANCE SERVICES POSITION: Insurance agent NATURE: Life, Disability and Health insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2002 ADDRESS: 105 Bellerosa Drive, St Louis MO 63122, United States DESCRIPTION: Life, Disability and health insurance sales and service ***DBA - Sabio Financial & Insurance Services, LLC

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-09-23
  • S63 Uniform Securities Agent State Law Examination
    1983-09-23
Other Names
  • John Daniel Sabio

View on SEC IAPD

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