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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-06-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities Service Network | Chesterfield | MO | 06/2004 | 09/2020 |
| Ssn Advisory, Inc. | Chesterfield | MO | 07/2004 | 09/2020 |
| Securities America, Inc. | St. Louis | MO | 09/2020 | 06/2024 |
| Securities America Advisors, Inc. | St. Louis | MO | 09/2020 | 06/2024 |
| Osaic Wealth, Inc. | St Louis | MO | 06/2024 | Present |
| Osaic Wealth, Inc. | St Louis | MO | 06/2024 | Present |
***EXECUTIVE ADVISORY BOARD, CHAEFITZ SCHOOL OF BUSINESS, ST LOUIS UNIVERSITY POSITION: board member NATURE: Executive Advisory Board, Chaefitz School of Business, St Louis University INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2001 ADDRESS: 3674 Lindell Blvd, Saint Louis MO 63108, United States DESCRIPTION: Provide opinions and insight into various issues related to the school of business ***COPIA ENTERPRISES, LLC POSITION: I oversee the management of the building NATURE: My wife's medical building INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006 ADDRESS: 105 Bellerosa Drive, St Louis MO 63122, United States DESCRIPTION: Copia Enterpise LLC was formed originally to assemble property to build a medical building for my wife's medical practice. It is now 63.5% owner of Kirkwood Office Property, LLC which holds the medical building asset. ***SABIO FINANCIAL & INSURANCE SERVICES, LLC POSITION: Agent NATURE: Sabio Financial & Insurance Services, LLC Life, Health, and Disability Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2002 ADDRESS: 105 Bellerosa Drive, St Louis MO 63122, United States DESCRIPTION: Market and service life, health, long-term care and disability insurance ***SAA ADVISORY POSITION: registered representative NATURE: SAA Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2002 ADDRESS: 105 Bellerosa Drive, St Louis MO 63122, United States DESCRIPTION: Use third-party money management services ***SABIO FINANCIAL & INSURANCE SERVICES POSITION: Insurance agent NATURE: Life, Disability and Health insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2002 ADDRESS: 105 Bellerosa Drive, St Louis MO 63122, United States DESCRIPTION: Life, Disability and health insurance sales and service ***DBA - Sabio Financial & Insurance Services, LLC
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-09-23 |
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