Best Investors Account Sign in
Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-01-11
AZ RA APPROVED 2022-02-03
MI RA APPROVED 2010-03-26
  • SC RA
    APPROVED
    Since 2024-01-11
  • AZ RA
    APPROVED
    Since 2022-02-03
  • MI RA
    APPROVED
    Since 2010-03-26

Branch Locations

1601 Marquette Street Suite 4, Bay City, MI 48706 • United States

Sanford, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Saginaw MI 10/1997 Present
Ahp Financial Services, Inc. Bay City MI 08/2005 Present
Raymond James Financial Services Advisors Inc. Saginaw MI 03/2010 Present
Previous Registrations
  • 2011-01-06 → 2026-03-02
    Ahp Financial Services, Inc.
    Saginaw, MI
Other Businesses

(1)Name of Business: AHP Financial Services, Inc. Address: 1601 Marquette Street, Bay City, MI, 48706, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/19/1997 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: financial advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-05
S63 Uniform Securities Agent State Law Examination 1984-01-17
  • S65 Uniform Investment Adviser Law Examination
    1995-01-05
  • S63 Uniform Securities Agent State Law Examination
    1984-01-17
Designations
  • Certified Financial Planner
Other Names
  • Timothy Joe Holsworth

View on SEC IAPD

More in Bay City, MI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor