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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-01-11 |
| AZ | RA | APPROVED | 2022-02-03 |
| MI | RA | APPROVED | 2010-03-26 |
Branch Locations
1601 Marquette Street Suite 4, Bay City, MI 48706 • United States
Sanford, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Saginaw | MI | 10/1997 | Present |
| Ahp Financial Services, Inc. | Bay City | MI | 08/2005 | Present |
| Raymond James Financial Services Advisors Inc. | Saginaw | MI | 03/2010 | Present |
(1)Name of Business: AHP Financial Services, Inc. Address: 1601 Marquette Street, Bay City, MI, 48706, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/19/1997 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: financial advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-17 |
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