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Lisa Jo Rabatin

LPl Financial LLC

Maumelle, AR

Little Rock, AR

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2019-03-20
TX RA APPROVED 2019-03-20
  • AR RA
    APPROVED
    Since 2019-03-20
  • TX RA
    APPROVED
    Since 2019-03-20

Branch Locations

201 Carnahan Dr, Maumelle, AR 72113 • United States

5500 Kavanaugh Blvd, Little Rock, AR 72207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Simmons First Investment Group, Inc Little Rock AR 12/2008 03/2019
Lpl Financial Llc Maumelle AR 03/2019 Present
Simmons Bank Maumelle AR 03/2019 Present
  • 12/2008 → 03/2019
    Simmons First Investment Group, Inc
    Little Rock, AR
  • 03/2019 → Present
    Lpl Financial Llc
    Maumelle, AR
  • 03/2019 → Present
    Simmons Bank
    Maumelle, AR
Previous Registrations
  • 2008-12-05 → 2019-03-25
    Simmons First Investment Group, Inc.
    Little Rock, AR
    Little Rock, AR
    Maumelle, AR
    No Little Rock, AR
  • 2014-12-17 → 2015-09-02
    Simmons First Capital Management, Inc.
    Little Rock, AR
    Little Rock, AR
    Little Rock, AR
  • 2005-10-04 → 2007-03-23
    Northwestern Mutual Investment Services, Llc
    Little Rock, AR
    Little Rock, AR
  • 1992-04-29 → 2005-08-29
    Morgan Stanley Dw Inc.
    Little Rock, AR
Other Businesses

1)01/28/2019 - Simmons Investment Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-08
S63 Uniform Securities Agent State Law Examination 1983-10-01
  • S65 Uniform Investment Adviser Law Examination
    1994-12-08
  • S63 Uniform Securities Agent State Law Examination
    1983-10-01
Designations
Other Names
  • Lisa Jo Stevenson
  • Lisa Stevenson Rabatin

View on SEC IAPD

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Other Investors

James Clark
ANTHONY BRANDON OTWELL
Trent Dillon Murchison
ANTHONY TODD BRAINERD
LEE EDWARD TUXHORN
JEFFREY NEAL KNOEDL
CLIFFORD RAY VEACH
Andrew Reid Veach

Other Offices

EDWARD JONES · Maumelle, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Maumelle, AR
EDWARD JONES · MAUMELLE, AR
CREWS & ASSOCIATES, INC. · Maumelle, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · N Little Rock, AR
GRADIENT ADVISORS, LLC · North Little Rock, AR
VEACH FAMILY FINANCIAL · NORTH LITTLE ROCK, AR
OPTIVISE ADVISORY SERVICES LLC · North Little Rock, AR

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