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David Raymond Mcsemek

Morgan Stanley

Centerville, OH

St George Island, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-02-19
TX RA APPROVED_RES 2016-07-22
OH RA APPROVED 2009-06-01
  • FL RA
    APPROVED
    Since 2020-02-19
  • TX RA
    APPROVED_RES
    Since 2016-07-22
  • OH RA
    APPROVED
    Since 2009-06-01

Branch Locations

7777 Washington Village Drive Suite 100, Centerville, OH 45459 • United States

St George Island, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Centerville OH 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Centerville, OH
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-27
S63 Uniform Securities Agent State Law Examination 1983-06-02
  • S65 Uniform Investment Adviser Law Examination
    1992-08-27
  • S63 Uniform Securities Agent State Law Examination
    1983-06-02
Other Names
  • David R Mcsemek

View on SEC IAPD

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Other Offices

PFS INVESTMENTS INC. · CENTERVILLE, OH
MCCOLLUM INVESTMENT ADVISORS · DAYTON, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Dayton, OH
J.P. MORGAN SECURITIES LLC · DAYTON, OH
PNC WEALTH MANAGEMENT LLC · DAYTON, OH
RIDGELINE WEALTH PLANNING LLC · CENTERVILLE, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Dayton, OH
FOUNDERS FINANCIAL SECURITIES LLC · Dayton, OH

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