Brian Douglas Pauley

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-11-28
IL	RA	APPROVED	2007-02-22

TX RA
APPROVED_RES

Since 2016-11-28
IL RA
APPROVED

Since 2007-02-22

Branch Locations

6801 Spring Creek Road Ste 1A, Rockford, IL 61114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Rockford	IL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Rockford	IL	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Rockford, IL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Rockford, IL

Other Businesses

PEC PLAYHOUSE THEATRE; NOT INV RELATED; PECATONICA, IL; FINANCE COMMITTEE MEMBER; 01/2025; 4 HOURS PER MONTH; 0 DURING TRADING; COMMUNITY THEATER PRODUCTIONS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-21
S63	Uniform Securities Agent State Law Examination	1983-06-27

S66 Uniform Combined State Law Examination

2007-02-21
S63 Uniform Securities Agent State Law Examination

1983-06-27

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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