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Jeffrey Gaither Sullivan

Hightower Advisors, LLC

Chicago, IL

Windermere, FL

Norwich, CT

CRD 1133559

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-01-02
  • CT RA
    APPROVED
    Since 2020-01-02

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Windermere, FL • United States

55 Main St. Suite 370, Norwich, CT 06360 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Advisors Llc Harrison NY 02/2010 Present
Hightower Securities, Llc Harrison NY 02/2010 Present
  • 02/2010 → Present
    Harrison, NY
  • 02/2010 → Present
    Hightower Securities, Llc
    Harrison, NY
Previous Registrations
Other Businesses

AIM HOUSE - DIRECTOR - 1 HOUR - NO COMPENSATION; EPOLL INC now Bridge Entertainment - DIRECTOR - 1 HOUR - NO COMPENSATION;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-07
S63 Uniform Securities Agent State Law Examination 1983-06-09
  • S65 Uniform Investment Adviser Law Examination
    1992-08-07
  • S63 Uniform Securities Agent State Law Examination
    1983-06-09
Other Names
  • Jeffrey Graither Sullivan

View on SEC IAPD

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