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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2020-01-02 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Windermere, FL • United States
55 Main St. Suite 370, Norwich, CT 06360 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Advisors Llc | Harrison | NY | 02/2010 | Present |
| Hightower Securities, Llc | Harrison | NY | 02/2010 | Present |
AIM HOUSE - DIRECTOR - 1 HOUR - NO COMPENSATION; EPOLL INC now Bridge Entertainment - DIRECTOR - 1 HOUR - NO COMPENSATION;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-09 |
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