James Kenneth Webb

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2016-04-14

AL RA
APPROVED

Since 2016-04-14

Branch Locations

1100 Dauphin St., Ste. C, Mobile, AL 36602 • United States

250 S Georgia Ave, Mobile, AL 36604 • United States

1224 Ogletree Village Lane, Auburn, AL 36830 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	04/2016	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	04/2016	Present

04/2016 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
04/2016 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2003-10-10 → 2016-04-13

Transamerica Financial Advisors, Llc

Richmond, VA

Metairie, LA

Mobile, AL

Mobile, AL

Other Businesses

1-CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 4/2016 AS ADVISORY REP OF A RIA. INV REL - 2 HR/MO - 2/TRADING. 2-HOLDS LIFE INSURANCE LICENSE, MOBILE, AL, 1/1995. NIR - 0 HRS. 3.PHI DELTA THETA ALABAMA CHAPTER, 250 S GEORGIA AVE, MOBILE, AL, 5/2017 AS CHAIRMAN ADVISORY BOARD. NIR - 2/MO - 0/TRADING. 4. WILSON INVESTMENT GROUP, 1224 OGLETREE VILLAGE LN, AUBURN AL, MARKETIG DEVICE, 09/17/20, INV REL, 40/WK- 30/TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-10-02
S63	Uniform Securities Agent State Law Examination	1983-05-18

S65 Uniform Investment Adviser Law Examination

2003-10-02
S63 Uniform Securities Agent State Law Examination

1983-05-18

Other Names

(Jr) James Kenneth Webb
Jim Webb

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