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4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-03-18 |
| SC | RA | APPROVED | 2024-03-18 |
Branch Locations
4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126 • US
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usa Financial Securities Corporation | Ada | MI | 04/2015 | 06/2017 |
| Gradient Securities, Llc | Arden Hills | MN | 06/2017 | 10/2020 |
| Planmember Securities Corporation | Carpinteria | CA | 10/2020 | 02/2023 |
| Haney Financial Associates | Lexington | KY | 01/1982 | Present |
| Silver Oak Securities | Jackson | TN | 03/2023 | 03/2024 |
| Gradient Securities, Llc | Arden Hills | MN | 03/2024 | Present |
1). Haney Financial Associates,Investment Related,"114 Dennis Drive, Suite 2, Lexington, KY, 40503, United States",Life and Health Insurance Sales,Owner,1982-01-01,20 hours per month,0 hours per month during trading hours,Commission Compensation,Business and Personal Sales of Life and Disability Insurance 2). Wellington Townhome Association,Is Not Investment Related,,Payment of Association Dues,Treasurer,2023-05-01,3 hours per month,0 hours per month during trading hours,No Compensation Compensation,"Collect Homeowner's association dues and deposit to bank; pay regular bills including insurances, landscaping fees, local taxes"
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-06-29 |
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