Peter James Crotty

Employer firm

Lincoln Investment CRD 519

$22.0B regulatory AUM 595 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → Present
  Lincoln Investment Planning
  Wyncote, PA

Previous Registrations

• 2012-09-06 → 2014-09-16
  Allstate Financial Advisors, Llc
  Florence, KY
• 2012-06-07 → 2012-08-16
  Fifth Third Securities, Inc.
  Milford, OH
  Milford, OH
  Batavia, OH
  Milford, OH
• 2011-09-19 → 2012-05-29
  Allstate Financial Advisors, Llc
  Florence, KY
• 2010-08-02 → 2011-09-21
  Lincoln Investment
  Scottsdale, AZ
  Cincinnati, OH
• 2004-11-22 → 2010-08-02
  Mm Ascend Life Investor Services, Llc
  Edgewood, KY
  Cincinnati, OH
  Cincinnati, OH
• 2002-07-19 → 2004-02-27
  Osaic Fa, Inc.
  Covington, KY

Other Businesses

REAL ESTATE POSITION: OWNER NATURE: REAL ESTATE RENTAL INVESTMENT RELATED: YES NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2008 ADDRESS: 2452 DUCK CREEK, CINCINNATI OH 45212 DESCRIPTION: MANAGEMENT RENTAL REAL ESTATE POSITION: Owner NATURE: Rental Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/22/2016 ADDRESS: 2454 Duck Creek, 2456 Duck Creek, Cincinnati OH 45212 DESCRIPTION: Owner/landlord NORTH AMERICAN LIFE INSURANCE CO POSITION: Agent NATURE: Life Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/12/2019 ADDRESS: 525 West Van Buren, Chicago IL 60607, United States DESCRIPTION: Life Insurance GALIC POSITION: residual 403b from payroll deduction contributions into annuities NATURE: residual 403b INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 06/12/2019 ADDRESS: 301 E 4th St, Cincinnati OH 45202, United States DESCRIPTION: residual 403b MIDLAND NATIONAL LIFE POSITION: residual 403b from payroll contributions into annuities NATURE: residual 403b INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/12/2019 ADDRESS: 1 Sammons Plaza, Sioux Falls SD 57193, United States DESCRIPTION: existing residual 403b OXFORD LIFE INSURANCE COMPANY POSITION: Agent NATURE: Fixed Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2019 ADDRESS: 2721 North Central Avenue, Phoenix AZ 85004, United States DESCRIPTION: Agent AMERICAN GENERAL LIFE INSURANCE COMPANY POSITION: Agent NATURE: Fixed Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2019 ADDRESS: 9640 Granite Ridge Drive, San Diego CA 92123, United States DESCRIPTION: Placed one fixed annuity case Knighthead Life Position: Agent Nature: Fixed Insurance Investment Related: Yes Hours: 120 Securities Trading Hours: 120 Start Date: 9/18/2025 Address: 1900 S. Blvd, Suite 300 Charlotte, NC 28203 Description: Selling fixed insurance products

Exams

• S66 Uniform Combined State Law Examination
  2012-08-07
• S63 Uniform Securities Agent State Law Examination
  1983-05-26