Michael Blake Sandeen

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2005 → 11/2023
  Fsc Securities Corporation
  Houston, TX
• 11/2023 → Present
  Osaic Wealth, Inc.
  Houston, TX

Previous Registrations

• 2005-04-18 → 2023-11-03
  Fsc Securities Corporation
  Houston, TX
• 1998-06-01 → 2002-12-18
  Osaic Fa, Inc.
  Houston, TX

Other Businesses

1. RAMBAUD TRUST POSITION: PRESIDENT/TRUSTEE NATURE: 501 C 3 CHARITY INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 1117 TEXAS AVENUE, HOUSTON TX 77002, United States DESCRIPTION: MAKE DECISIONS WITH TWO OTHER TRUSTEE ABOUT THE OPERATION OF THE TRUST 2. POWELL FOUNDATION POSITION: DIRECTOR NATURE: 501 C 3 CHARITY INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 2001 KIRBY DRIVE, SUITE 1011, HOUSTON TX 77019, United States DESCRIPTION: MAKE DECISIONS ON THE OPERATION OF THE CHARITY WITH 8 OTHER BOARD MEMBERS 3. MICHAEL SANDEEN INSURANCE POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2005 ADDRESS: 2001 Kirby, Suite 806, Houston TX 77019, United States DESCRIPTION: Insurance for estate tax payment for prior clients and new clients. Normal survivorship life insurance.

Exams

• S66 Uniform Combined State Law Examination
  2003-10-08
• S63 Uniform Securities Agent State Law Examination
  1983-06-02

Designations

• Certified Financial Planner