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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-29
  • IL RA
    APPROVED
    Since 2026-06-29

Branch Locations

6141 S Archer Ave, Chicago, IL 60638 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-07-05
  • IL RA
    APPROVED
    Since 2017-07-05

Branch Locations

Oak 10240 S Cicero Avenue, Oak Lawn, IL 60453 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Tinley Park IL 08/2016 04/2017
Pnc Investments Pittsburgh PA 08/2016 04/2017
The Huntington Investment Company New Lenox IL 06/2017 Present
Ameriprise Financial Services, Llc Chicago IL 06/2026 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-10
S63 Uniform Securities Agent State Law Examination 1992-06-01
  • S65 Uniform Investment Adviser Law Examination
    2016-11-10
  • S63 Uniform Securities Agent State Law Examination
    1992-06-01

View on SEC IAPD

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