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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hd Vest Investment Services | Midlothian | TX | 10/2016 | 08/2017 |
| Thomas Hawbaker, Cpa Pllc | Midlothian | TX | 04/2020 | Present |
| Duncanville N Llc | Dallas | TX | 02/2015 | 12/2017 |
| Rml Waxahachie Ford Llc | Waxahachie | TX | 01/2018 | 08/2018 |
| Clay Cooley Investments | Irving | TX | 09/2018 | 12/2018 |
| Cooley Holdings Ltd. | Irving | TX | 01/2019 | 02/2020 |
| Unemployed | Midlothian | TX | 03/2020 | 03/2020 |
| Avantax Advisory Services | Midlothian | TX | 11/2022 | 09/2025 |
| Avantax Insurance Agency, Llc | Midlothian | TX | 11/2022 | 09/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES POSITION: Insurance Agent NATURE: Selling insurance products approved through Avantax INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/27/2022 ADDRESS: 5610 Park View Drive, Midlothian TX 76065, United States DESCRIPTION: Meet with clients, find insurance product needs and provide best options. 2) THOMAS HAWBAKER CPA PLLC POSITION: Managing Member NATURE: I am the sole member of a Professional LLC entity, Thomas Hawbaker CPA PLLC. The PLLC is a licensed CPA firm by the TX State Board of Public Accountancy. I am a licensed CPA in Texas, Florida and Georgia. This LLC was formed in April 2020 and I provide tax planning, preparation and representation services to the general public. I will be using this entity to market Avantax business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/24/2020 ADDRESS: 5610 Park View Drive, PO Box 177, Midlothian TX 76065; My role is to personally prepare tax returns provide tax advisory and planning services supervise one employee who repares tax returns. attract new clients; generate revenues and collect fees
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-05-13 |
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