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Steven Kenneth Porter

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Naples, FL

Northbrook, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-21
IL RA APPROVED 1998-04-12
TX RA APPROVED_RES 1985-11-20
  • FL RA
    APPROVED
    Since 2024-05-21
  • IL RA
    APPROVED
    Since 1998-04-12
  • TX RA
    APPROVED_RES
    Since 1985-11-20

Branch Locations

Naples, FL • United States

1033 Skokie Blvd, Northbrook, IL 60062 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 03/1983 Present
Bank Of America, N.A. Northbrook IL 07/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-15
S63 Uniform Securities Agent State Law Examination 1983-06-23
  • S65 Uniform Investment Adviser Law Examination
    1994-09-15
  • S63 Uniform Securities Agent State Law Examination
    1983-06-23

View on SEC IAPD

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