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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-12 |
| NE | RA | APPROVED | 2009-04-17 |
Branch Locations
13030 Pierce Street Suite 201, Omaha, NE 68144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Omaha | NE | 03/2009 | Present |
1.APEX PROPERTIES LLC; 17320 J Street, Omaha, NE 68135; Rental Property; Owner; 6/9/1994; 2 hr/yr; Not During Securities Trading Hours; Investment Related. 2.The Omaha Land Co LLC; 17320 J Street, Omaha, NE 68135; Rental Property; Owner; 8/9/82; 2 hr/mo; Not During Securities Trading Hours; Investment Related. 3.APEX DEVELOPMENT LLC; 17320 J Street, Omaha, NE 68135; Rental Property; Owner; 6/9/1994; 2 hr/yr; Not During Securities Trading Hours; Investment Related. 4.APEX INVESTMENTS LLC; 17320 J Street, Omaha, NE 68135; Rental Property; Owner; 6/9/2000; 2 hr/yr; Not During Securities Trading Hours; Investment Related. 5.BAND MEMBER; 17320 J Street, Omaha, NE 68135; Band Member; play in a band for hire; 06/09/1974; 15 Hours per Month; Not during securities trading hours; Not Investment-Related. 6. APOGEE PARTNERS LLC;17320 J Street, Omaha, NE 68135; Rental Property; Owner; 6/9/2000; 2 hr/yr; Not During Securities Trading Hours; Investment Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-21 |
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