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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-04-22 |
| NJ | RA | APPROVED | 2009-04-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Florham Park | NJ | 04/2009 | Present |
| Bank Of America,Na | Florham | NJ | 11/2009 | Present |
I*40140 For profit or not for profit: Non-Profit Organization Name of outside business organization: Lakeland Hills YMCA Investment related: Y Address of business: Mountain Lakes, New Jersey 7046 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 4/22/2011 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Organize a fund raising campaign for charitable gifting of scholarships
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-13 |
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