Louis James Croce

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-08-24
NY	RA	APPROVED	2021-06-16
CT	RA	APPROVED	2021-04-12
TX	RA	APPROVED	2021-04-09

FL RA
APPROVED

Since 2022-08-24
NY RA
APPROVED

Since 2021-06-16
CT RA
APPROVED

Since 2021-04-12
TX RA
APPROVED

Since 2021-04-09

Branch Locations

Jupiter, FL • United States

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Mitchell Field	NY	10/1994	04/2021
Morgan Stanley Smith Barney Llc	Garden City	NY	04/2021	Present
Morgan Stanley Private Bank, N.A	New York	NY	04/2021	Present

10/1994 → 04/2021

Ubs Financial Services Inc.

Mitchell Field, NY
04/2021 → Present

Morgan Stanley Smith Barney Llc

Garden City, NY
04/2021 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2004-10-11 → 2021-04-20

Ubs Financial Services Inc.

Garden City, NY

Mitchell Field, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-07-11
S63	Uniform Securities Agent State Law Examination	1984-02-16

S65 Uniform Investment Adviser Law Examination

2022-07-11
S63 Uniform Securities Agent State Law Examination

1984-02-16

Other Names

Louis James Croce

View on SEC IAPD