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Michael Richard Rohrwasser

Highpoint Planning Partners

Downers Grove, IL

Palatine, IL

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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-06-06
  • IL RA
    APPROVED
    Since 2024-06-06

Branch Locations

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

220 North Smith Street Suite 305, Palatine, IL 60067 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial Yes
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Vantage Financial Partners Limited Arlington Heights IL 07/1989 Present
Highpoint Advisor Group, Llc Palatine IL 06/2024 Present
  • 07/1989 → Present
    Vantage Financial Partners Limited
    Arlington Heights, IL
  • 06/2024 → Present
    Highpoint Advisor Group, Llc
    Palatine, IL
Previous Registrations
  • 1998-03-29 → 2024-09-02
    Vantage Financial Partners Limited
    Arlington Heights, IL
  • 1998-09-21 → 2008-12-04
    Lpl Financial Llc
    Arlington Hts, IL
    Arlington Heights, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-02-22
  • S63 Uniform Securities Agent State Law Examination
    1988-02-22
Designations
Other Names
  • Michael Richard Rohrwasser
  • Mike Rohrwasser

View on SEC IAPD

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