Howard Alfred Parker

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-03-17

FL RA
APPROVED

Since 2025-03-17

Branch Locations

Manalapan, FL • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Broker Dealer Financial Services Corp.	Manalapan	FL	04/1994	10/2018
Kovack Securities, Inc.	Fort Lauderdale	FL	10/2018	Present

04/1994 → 10/2018

Broker Dealer Financial Services Corp.

Manalapan, FL
10/2018 → Present

Kovack Securities, Inc.

Fort Lauderdale, FL

Other Businesses

1) DBA: PARKER ASSET MANAGEMENT - 1275 LANDS END RD, MANALAPAN, FL 33462; PRESIDENT; FINANCIAL ADVISOR AND MANAGE OFFICE; INVESTMENT RELATED BUSINESS; 40 HOURS WEEKLY SPENT 2) HOWARD A. PARKER (HAP) REALTY LLC - 1275 LANDS END RD, MANALAPAN, FL 33462; PRESIDENT; NON-INVESTMENT RELATED; SELL REAL ESTATE; 20 HOURS PER WEEK SPENT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-03-04
S63	Uniform Securities Agent State Law Examination	1983-06-06

S65 Uniform Investment Adviser Law Examination

2025-03-04
S63 Uniform Securities Agent State Law Examination

1983-06-06

Other Names

Howard Alfred Parker
Howard Alfred Parker

View on SEC IAPD