Thomas Nelson Mccain

Employer firm

Round Table Financial CRD 307113

$45.6M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 11/2020
  Millennium Capital Advisors Llc
  Little Rock, AR
• 11/2020 → Present
  Round Table Services, Llc
  Little Rock, AR

Previous Registrations

• 2014-12-16 → 2020-11-13
  Millennium Capital Advisors, Llc
  Little Rock, AR
• 2008-10-29 → 2014-12-12
  Simmons First Capital Management, Inc.
  Little Rock, AR

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-10-27
• S63 Uniform Securities Agent State Law Examination
  1983-06-01