Thomas Nelson Mccain

Current Employers

Round Table Financial

3625 Kavanaugh Blvd. Suite A, Little Rock, AR 72205 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2024-04-24

AR RA
APPROVED

Since 2024-04-24

Branch Locations

3625 Kavanaugh Blvd. Suite A, Little Rock, AR 72205 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Millennium Capital Advisors Llc	Little Rock	AR	12/2014	11/2020
Round Table Services, Llc	Little Rock	AR	11/2020	Present

12/2014 → 11/2020

Millennium Capital Advisors Llc

Little Rock, AR
11/2020 → Present

Round Table Services, Llc

Little Rock, AR

Previous Registrations

2014-12-16 → 2020-11-13

Millennium Capital Advisors, Llc

Little Rock, AR
2008-10-29 → 2014-12-12

Simmons First Capital Management, Inc.

Little Rock, AR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-10-27
S63	Uniform Securities Agent State Law Examination	1983-06-01

S65 Uniform Investment Adviser Law Examination

2008-10-27
S63 Uniform Securities Agent State Law Examination

1983-06-01

View on SEC IAPD

Current Employers

Round Table Financial

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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