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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-29
UT RA APPROVED 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29
  • UT RA
    APPROVED
    Since 2023-06-29

Branch Locations

118 W Winchester St Ste 101, Murray, UT 84107 • United States

38 W 13775 S, Ste 300, Draper, UT 84020 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Home Ice Llc Draper UT 12/2016 07/2024
Financial Network Asset Management, Llc Draper UT 02/2019 03/2019
Financial Network Draper UT 06/2020 Present
First Financial Network, Llc, Dba Financial Network Draper UT 01/2013 Present
Blg Investments Draper UT 04/2021 Present
Bellwether Investments, Llc Draper UT 02/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 12/2016 → 07/2024
    Home Ice Llc
    Draper, UT
  • 02/2019 → 03/2019
    Financial Network Asset Management, Llc
    Draper, UT
  • 06/2020 → Present
    Financial Network
    Draper, UT
  • 01/2013 → Present
    First Financial Network, Llc, Dba Financial Network
    Draper, UT
  • 04/2021 → Present
    Blg Investments
    Draper, UT
  • 02/2023 → Present
    Bellwether Investments, Llc
    Draper, UT
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. FIXED INSURANCE - LIFE, DISABILITY, ANNUITIES, LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: FIRST FINANCIAL NETWORK INSURANCE AGENCY, INVESTMENT RELATED: NO, ADDRESS: SAME AS BRANCH, NATURE OF BUSINESS: FIXED INSURANCE PRODUCTS, POSITION/TITLE/RELATIONSHIP: BROKER, START DATE:, APPROX. NUMBER OF HOURS PER WEEK: 1, APPROX. NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: PUT IN PLACE AGREEMENTS WITH CARRIERS AND SERVICE OTHER AGENCIES THAT ARE AFFILIATED 3. NAME OF OTHER BUSINESS: FIRST FINANCIAL NETWORK, LLC, DBA FINANCIAL NETWORK, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, POSITION/TITLE/RELATIONSHIP: OWNER, START DATE: 01/02/2013, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: FINANCIAL NETWORK WEALTH ADVISORS, LLC; INVESTMENT RELATED: NO; ADDRESS: 38 W 13775 S, SUITE 300 DRAPER, UT 84020; NATURE OF BUSINESS: HOLDING ENTITY NAME; START DATE: 09/2021; POSITION/TITLE/RELATIONSHIP: REGISTERED AGENT; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: NONE, JUST HOLDING THE NAME; 5. NAME OF OTHER BUSINESS: BLG INVESTMENTS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 4/2021; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: RENTAL OF OFFICE SPACE; 6. NAME OF OTHER BUSINESS: BELLWETHER INVESTMENTS, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: LLC, START DATE: 02/2023, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HOLDS FAMILY REAL ESTATE INVESTMENTS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-04
S63 Uniform Securities Agent State Law Examination 1983-06-16
  • S65 Uniform Investment Adviser Law Examination
    1996-06-04
  • S63 Uniform Securities Agent State Law Examination
    1983-06-16

View on SEC IAPD

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