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Joseph Arthur Nagy

Principal Securities, Inc.

Tampa, FL

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-16
FL RA APPROVED 1999-07-29
  • TX RA
    APPROVED_RES
    Since 2021-06-16
  • FL RA
    APPROVED
    Since 1999-07-29

Branch Locations

4830 W Kennedy Blvd Ste 550, Tampa, FL 33609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Tampa FL 07/1999 Present
Principal Securities Inc Tampa FL 03/2016 Present
Other Businesses

*OUTSIDE GROUP INSURANCE, 10/2009, AGENT. *FIXED INSURANCE; FIXED LLIFE, FIXED ANNUITIES, DI AND LTC; 10/25/2016

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-04-01
S65 Uniform Investment Adviser Law Examination 1997-04-21
  • S63 Uniform Securities Agent State Law Examination
    2005-04-01
  • S65 Uniform Investment Adviser Law Examination
    1997-04-21
Other Names
  • Joe Nagy

View on SEC IAPD

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