Susan Clayton Moore

Current Employers

Employment History

• 11/2006 → Present
  Lpl Financial
  Alexander, AL
• 08/2019 → Present
  Kestra Investment Services, Llc
  Auburn, AL
• 08/2019 → Present
  Kestra Advisory Services, Llc
  Auburn, AL

Previous Registrations

• 2006-11-15 → 2019-08-16
  Lpl Financial Llc
  Auburn, AL
  Alexander City, AL
  San Diego, CA
  Montgomery, AL
  Montgomery, AL
• 1999-05-18 → 2006-11-15
  Raymond James Financial Services, Inc.
  Alexander City, AL

Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 8/5/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: IARBusiness Name: Moore Wealth Management, Inc. Investment Related: Yes Address: 51 Clay Street Alexander City AL 35010 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 4/5/1991 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Advising and managing client accounts

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-05
• S63 Uniform Securities Agent State Law Examination
  1983-06-28

Other Names

• Susan Moore Mcellen
• Susan Moore Mcellen