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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-03
IA RA APPROVED 1999-01-01
  • TX RA
    APPROVED_RES
    Since 2006-10-03
  • IA RA
    APPROVED
    Since 1999-01-01

Branch Locations

5405 Utica Ridge Road Suite 110, Davenport, IA 52807 • United States

Davenport, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Davenport IA 09/2005 03/2020
Ameriprise Financial Services, Llc Davenport IA 03/2020 Present
Other Businesses

Board of Directors; Our Lady of Victory Foundation; Director; Davenport IA, ,; ; ; 1 to 9 hours per month; / The Optimist Club Foundation of Davenport; Secretary/Treas; PO Box 514Davenport IA 52804, ,; ; ; 1 to 9 hours per month; .

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-25
S63 Uniform Securities Agent State Law Examination 1983-05-06
  • S65 Uniform Investment Adviser Law Examination
    1996-04-25
  • S63 Uniform Securities Agent State Law Examination
    1983-05-06

View on SEC IAPD

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