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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-21 |
Branch Locations
1651 Commerce Drive Suite 100, North Mankato, MN 56003 • United States
600 West Broadway Suite 3200, San Diego, CA 92101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pratt, Kutzke & Associates Llp | No Mankato | ME | 02/2001 | Present |
| Commonwealth Financial Network | San Diego | CA | 09/2012 | Present |
Fixed insurance sales; as of 06/22/2020; less than 1% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-07-18 |
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