Best Investors Account Sign in
Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-21
  • MN RA
    APPROVED
    Since 2014-01-21

Branch Locations

1651 Commerce Drive Suite 100, North Mankato, MN 56003 • United States

600 West Broadway Suite 3200, San Diego, CA 92101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pratt, Kutzke & Associates Llp No Mankato ME 02/2001 Present
Commonwealth Financial Network San Diego CA 09/2012 Present
Other Businesses

Fixed insurance sales; as of 06/22/2020; less than 1% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-07-18
  • S63 Uniform Securities Agent State Law Examination
    1983-07-18

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in North Mankato, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor