Fernando Francisco Lopez

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-11-10
PR	RA	APPROVED	2014-11-19

TX RA
APPROVED_RES

Since 2020-11-10
PR RA
APPROVED

Since 2014-11-19

Branch Locations

Plaza 273 Suite 1400 Ponce De Leon Avenue, San Juan, PR 00917 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Inc.	San Juan	PR	03/1996	Present
Mass Mutual Life Insurance Company	San Juan	PR	03/1996	Present

03/1996 → Present

Mml Investors Services, Inc.

San Juan, PR
03/1996 → Present

Mass Mutual Life Insurance Company

San Juan, PR

Other Businesses

(1)NAME: GIF FINANCIAL SERVICES, LLC INV REL: Y ADD: 273 PONCE DE LEON, PLAZA SCOTIA BANK, STE. 1400, SAN JUAN, PR 00918 NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 01/13/2020 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: LIFE, FIXED ANNUTIIES, LONG-TERM CARE (2) NAME: GIF FINANCIAL SERVICES, LLC INV REL: Y ADD: 273 PONCE DE LEON, PLAZA SCOTIA BANK, STE. 1400, SAN JUAN, PR 00918 NATURE: LIFE, DISABILITIES, LTC INSURANCE FLOWS THROUGH LLC POSITION: MANAGER START DATE: 02/02/2018 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 15 DESCRIBE DUTIES: SALES AND ADMINISTRATIVE. (3)NAME: NAIFA PUERTO RICO INV REL: Y ADD: COND. SAN ALBERTO 605 CALLE CONDADO SUITE 720 SAN JUAN PR 00909 NATURE: INSURANCE AND FINANCIAL ADVISORS ASSOCIATION POSITION: TREASURER START DATE: 2/1/2022 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: ASSOCIATION FINANCIAL DUTIES. (4)NAME: FLG MANAGEMENT LLC INV REL: Y ADD: 273 PONCE DE LEON AVENUE SUITE 1400 SAN JUAN PR 00917 NATURE: INVESTMENT MANAGEMENT POSITION: MANAGER START DATE: 4/20/2010 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: MANAGE OWN INVESTMENTS. (5)NAME: FLG INVESTMENTS LLC INV REL: Y ADD: 273 PONCE DE LEON AVENUE SUITE 1400 SAN JUAN PR 00917 NATURE: INVESTMENT MANAGEMENT POSITION: MANAGER START DATE: 1/1/2022 NO HRS/MO: 8 NO HRS/MO DUR TRADING: 2 DESCRIBE DUTIES: MANAGE OWN INVESTMENTS. (6) NAME: WEALTH DEVELOPERS LLC INV REL: Y ADD: 273 PONCE DE LEON AVENUE, SUITE 1400, SAN JUAN, PR 00917 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: OWNER/MANAGER START DATE: 09/17/2024 NO HRS/MO: 80 NO/HRS MO DUR TRADING: 65 DESCRIBE DUTIES: OWNER OF LLC.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-11-07

S66 Uniform Combined State Law Examination

2014-11-07

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD