Louis Lee Haggin

Current Employers

Sunbelt Securities, Inc.

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2019-09-17

KY RA
APPROVED

Since 2019-09-17

Branch Locations

2365 Harrodsburg Road, Suite B100, Lexington, KY 40504 • United States

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lexington Investment Company, Inc.	Lexington	KY	12/1990	09/2019
Sunbelt Securities Inc	Houston	TX	09/2019	Present

12/1990 → 09/2019

Lexington Investment Company, Inc.

Lexington, KY
09/2019 → Present

Sunbelt Securities Inc

Houston, TX

Previous Registrations

2011-03-16 → 2019-01-08

Lexington Investment Company, Inc.

Lexington, KY

Lexington, KY

Other Businesses

1) LexInvest Wealth Advisors (DBA): Investment related. 2365 Harrodsburg Rd, Ste B100, Lexington KY 40504. DBA under Sunbelt Securities, Inc. Registered Representative. DBA, Doing Business As. Start: 09/2019. Commissions through Sunbelt. 40 hours a week, during trading hours. 2) Investment Associates, LLC (OBA): Investment Related. 2365 Harrodsburg Rd, Ste B100, Lexington KY 40504. Office Leasing and maintaining office space and employing personnel for DBA LexInvest Wealth Advisors. Member. No relationship. Start: 07/2019. Rent liability for 2 years. 1 hours a week, during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-02-13

S63 Uniform Securities Agent State Law Examination

1991-02-13

View on SEC IAPD