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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-05-24
TX RA APPROVED_RES 2023-04-28
CT RA APPROVED 2017-03-25
  • SC RA
    APPROVED
    Since 2024-05-24
  • TX RA
    APPROVED_RES
    Since 2023-04-28
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

225 High Ridge Road East Bldg 1St Floor, Stamford, CT 06905 • United States

Sherman, CT • United States

Kingstree, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Southbury CT 06/1982 03/2017
Mml Investors Services, Llc Stamford CT 03/2017 Present
Mass Mutual Life Insurance Company Stamford CT 07/2016 Present
  • 06/1982 → 03/2017
    Metlife Securities Inc.
    Southbury, CT
  • 03/2017 → Present
    Stamford, CT
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Stamford, CT
Previous Registrations
  • 1997-06-23 → 2017-03-25
    Msi Financial Services, Inc.
    Shelton, CT
    Stamford, CT
    Shelton, CT
Other Businesses

(1)Name: Kevin McAvoy Inv rel: Y Add: 225 High Ridge Road, Building 1, 1st Floor Stamford CT 06905 Nature: Outside Insurance Sales Position: Agent Start date: 06/1982 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe Duties: Property/Casualty, Life (Term/Universal/Whole), Disability, Long-Term Care, Health, & Fixed Annuities. (2)Name: Kevin McAvoy - owner Inv rel: Y Add: Residential address Nature: Simple Rental Property- Real Estate Owner- 972 Sumter Highway, Kings Tree, South Carolina. Position: Owner Start date: 06/2007 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: landlord, collect rent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-15
S63 Uniform Securities Agent State Law Examination 1993-03-23
  • S65 Uniform Investment Adviser Law Examination
    1996-07-15
  • S63 Uniform Securities Agent State Law Examination
    1993-03-23

View on SEC IAPD

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